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Our Insurance and Asset Protection Guarantee

TD Ameritrade Institutional is a strategic partner with Quantum Financial Partners, LLC.  All investments are offered and held through TD Ameritrade Institutional.

 

We believe it is critical that clients understand their investments are protected.  Here is an update to Our Insurance Coverage and Our Asset Protection Guarantee.

 

At TD Ameritrade Institutional, the security of our client accounts and assets will always be a top priority.  To help ensure their safety, TD Ameritrade is a member of the Securities Investor Protection Corporation (“SIPC”), which protects client assets. In addition, we provide supplemental insurance coverage to client accounts through London insurers.

 

We are pleased to inform you that we recently expanded this coverage, to enhance the protection we offer your clients.

 

We have raised the level of supplemental protection for cash in each client’s account

 

This coverage has increased from $900,000 to $2 million. There have also been changes to the way our supplemental insurance protection is applied. Please see our coverage summary below.

 

TD Ameritrade is a member of the Securities Investor Protection Corporation (“SIPC”), which protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). Explanatory brochure is available on request at www.sipc.org.

 

Additionally, TD Ameritrade provides each client $149.5 million worth of protection for securities and $2 million of protection for cash through supplemental coverage provided by London insurers. In the event of a brokerage insolvency, a client may receive amounts due from the trustee in bankruptcy and then SIPC. Supplemental coverage is paid out after the trustee and SIPC payouts and under such coverage each client is limited to a combined return of $152 million from a trustee, SIPC, and London insurers. The TD Ameritrade supplemental coverage has an aggregate limit of $500 million over all customers. This policy provides coverage following brokerage insolvency and does not protect against loss in market value of the securities.

 

Your clients’ June account statements will include this summary, along with a message alerting them to the change.

 

We have updated our Asset Protection Guarantee

 

Client accounts are also protected by our Asset Protection Guarantee, which is designed to prevent clients from losing cash or securities from their account due to unauthorized activity. Your clients’ September account statements will alert them to the fact that we have updated this Guarantee.

 

If you have any questions, please contact your Service Team at 800-431-3500.

 

 

 

 

Omaha Office:

14301 FNB Parkway, Suite 204

Omaha, NE 68154

Phone 402 614 4050

Fax 402 556 7373

Overland Park Office

11020 Oakmont Suite 100

Overland Park Kansas 66210

(913) 538-5753

Fax (913) 538-5281

 

©2016 Quantum Financial Partners, LLC. All rights reserved.

Omaha Office:

14301 FNB Parkway, Suite 100

Omaha, NE 68154

Phone 402 614 4050

Fax 402 556 7373

 

Overland Park Office

11020 Oakmont Suite 100

Overland Park Kansas 66210

(913) 538-5753

Fax (913) 538-5281

info@qfp-llc.com